Kyle Allen is the associate director of compliance and legal services at CM Wealth, where he collaborates with the chief compliance officer and an outside consulting firm to develop, implement, and maintain the firm’s compliance policies and procedures. In this role, Kyle supports the firm’s overall compliance program, oversees related documentation updates, conducts legal research, gathers information for legal counsel, and helps ensure firm processes and documentation comply with relevant laws and regulations.

Kyle joined CM Wealth with more than 10 years of compliance experience within a large financial institution. There, he was responsible for evaluating regulatory risk across advisory, brokerage, supervision, and operational teams; overseeing compliance monitoring and testing; managing regulatory issues; and supporting governance and audit functions. Kyle has a proven track record of identifying control gaps, mitigating regulatory risk, and strengthening compliance management systems.

Kyle earned his Bachelor of Science in business administration from Westminster College, where he competed in football and baseball and served as captain of the football team.

In his free time, Kyle enjoys spending time with his family and friends, gardening, hunting, playing guitar, and competing in the Akron Roy Hobbs Baseball League.